Sigma Ratings Evaluates Compliance-Related Risk

Sigma’s Certified Ratings evaluate an entity by comparing its inherent
risk against its control effectiveness to produce a letter grade. Certified Ratings represent a new standard that creates transparency, builds trust, and attracts investment. Join a growing number of innovative entities around the world who are already benefiting from the rating process.

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The Certification Process:

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Questionnaire

  • Online Questionnaire with questions about customers, products, internal policies and staffing
  • Document Upload
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Evaluation

  • Sigma Ratings' proprietary model scores questionnaire
  • Data verified by Ratings Analyst
  • 3 interviews between a Sigma Ratings Analyst and the Institution
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Rating

  • Receive a Rating and Rating Report
  • Distribute Report to Investors, Regulators, etc.
  • Refresh Annually

Daily Screening of Existing Clients

Empower the front line to manage their clients with automated trigger event alerts delivered via a daily notification that easily integrates into existing workflows.

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Why certify?

Certified Ratings™ come with a full rating report that can be shared with investors, regulators, and counterparties. Build trust, differentiate and gain a competitive advantage through Sigma's Certified Ratings™.

  • 0% Of investors consider a company’s reputation as a critical factor in a decision to do business
  • 0% Of financial services institutions consider conduct risk important when deciding to do business in an emerging market
  • 0% Consider independent assessments when deciding on an investment or business relationship

Work with Counterparties You Trust

Global banks, investors, and regulators are using Sigma. With a Sigma Rating in hand, one can be confident in understanding the risk associated with a counterparty.

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Multinational Corporations

Onboarding a new supplier includes unforeseeable risk, especially in opaque markets. A Sigma Rating takes the guesswork out of the equation and provides the necessary assurance to proceed.

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Financial Crime Compliance

Best practice requires EDD on all clients in high-risk markets. Sigma allows FIs to allocate diligence efforts more effectively, extend refresh deadlines and understand changes more dynamically.

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Investors and ESG

Financial crime, governance, and cybersecurity issues are costing investors around the world billions of dollars. A Sigma Rating allows investors to proactively identify potential risk.

Ready to see what Sigma can do for you? Get started.

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